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Fund Director's Guidebook, Fourth Edition - Very Good
US $16.00
Approximately£11.92
or Best Offer
Condition:
Very Good
A book that has been read and does not look new, but is in excellent condition. No obvious damage to the book cover, with the dust jacket (if applicable) included for hard covers. No missing or damaged pages, no creases or tears, no underlining or highlighting of text, and no writing in the margins. Some identifying marks on the inside cover, but this is minimal. Very little wear and tear. See the seller’s listing for full details and description of any imperfections.
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Postage:
US $4.47 (approx £3.33) USPS Media MailTM.
Located in: Forest Hills, New York, United States
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Estimated between Thu, 23 Oct and Mon, 27 Oct to 94104
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eBay item number:227029309317
Item specifics
- Condition
- Release Year
- 2016
- Book Title
- Fund Director's Guidebook, Fourth Edition
- ISBN
- 9781634252652
About this product
Product Identifiers
Publisher
American Bar Association
ISBN-10
1634252659
ISBN-13
9781634252652
eBay Product ID (ePID)
221919632
Product Key Features
Number of Pages
194 Pages
Publication Name
Fund Director's Guidebook, Fourth Edition
Language
English
Publication Year
2016
Subject
Business & Financial, Investments & Securities / Commodities / General, Corporate Governance, Investments & Securities / Mutual Funds, Securities
Type
Textbook
Subject Area
Law, Business & Economics
Format
Trade Paperback
Dimensions
Item Height
0.4 in
Item Weight
9.9 Oz
Item Length
9 in
Item Width
6.1 in
Additional Product Features
Edition Number
4
Intended Audience
Scholarly & Professional
LCCN
2015-030703
Dewey Edition
23
Dewey Decimal
346.73/06642
Synopsis
This guide covers open-end funds (typically referred to as mutual funds), closed-end funds and exchange-traded funds. It is intended to assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities. Since 2006 when the third edition was published, there have been significant developments affecting funds in the wake of the 2008-2009 financial crisis and the resulting legislation, the Dodd-Frank Act. There also has been increased civil litigation involving funds and their service providers, and a more active role of the SEC and its staff in asserting securities law fund-related violations, including SEC enforcement actions against independent directors brought under the 1940 act's compliance rule. This guidebook provides directors with an overview of the functions, responsibilities, and potential liabilities of fund directors; information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others; assistance to directors in discharging their responsibilities; suggestions as to how independent directors can best fulfill their responsibilities., This guide covers open-end funds (typically referred to as mutual funds), closed-end funds and exchange-traded funds. It is intended to assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities. Since 2006 when the third edition was published, there have been significant developments affecting funds in the wake of the 2008 2009 financial crisis and the resulting legislation, the Dodd-Frank Act. There also has been increased civil litigation involving funds and their service providers, and a more active role of the SEC and its staff in asserting securities law fund-related violations, including SEC enforcement actions against independent directors brought under the 1940 act s compliance rule. This guidebook provides directors with an overview of the functions, responsibilities, and potential liabilities of fund directors; information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others; assistance to directors in discharging their responsibilities; suggestions as to how independent directors can best fulfill their responsibilities.", Fund Director's Guidebook, Fourth Edition covers open-end funds (typically referred to as mutual funds), closed-end funds and exchange-traded funds. It is intended to assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities. Since 2006 when the third edition was published, there have been significant developments affecting funds in the wake of the 2008-2009 financial crisis and the resulting legislation, the Dodd-Frank Act. There also has been increased civil litigation involving funds and their service providers, and a more active role of the SEC and its staff in asserting securities law fund-related violations, including SEC enforcement actions against independent directors brought under the 1940 act's compliance rule. This guidebook provides directors with: an overview of the functions, responsibilities, and potential liabilities of fund directors; information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others; assistance to directors in discharging their responsibilities; suggestions as to how independent directors can best fulfill their responsibilities; and much more., This highly regarded guidebook covers open-end funds (typically referred to as mutual funds), closed-end funds and exchange-traded funds. It is intended to assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities.
LC Classification Number
KF1078.S36 2016
Item description from the seller
About this seller
Quality_goodz-718
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- 3***p (106)- Feedback left by buyer.Past 6 monthsVerified purchaseGreat working with seller. I received the items as they were described. Seller packaged items professionally and they were shipped an received very timely. If the opportunity presents itself, I would work with this seller again.
- r***n (1963)- Feedback left by buyer.Past monthVerified purchaseVery, very fast very very happy thank you very much. Great packaging for shipping as described in a great value. Hope to do business with you again sometime soon soon thanks again again. ⭐️⭐️⭐️⭐️⭐️👍😊🤗
- 8***8 (681)- Feedback left by buyer.Past monthVerified purchaseA+ Seller! Unique products at a reasonable price. Items were in good condition, accurately described, packaged securely, and promptly mailed. Highly recommend! Thank you!
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Quality_goodz-718
99.5% positive Feedback•4.4K items sold
Registered as a private sellerThereby, consumer rights stemming from EU consumer protection law do not apply. eBay buyer protection still applies to most purchases.
Seller Feedback (2,001)
- 3***p (106)- Feedback left by buyer.Past 6 monthsVerified purchaseGreat working with seller. I received the items as they were described. Seller packaged items professionally and they were shipped an received very timely. If the opportunity presents itself, I would work with this seller again.
- r***n (1963)- Feedback left by buyer.Past monthVerified purchaseVery, very fast very very happy thank you very much. Great packaging for shipping as described in a great value. Hope to do business with you again sometime soon soon thanks again again. ⭐️⭐️⭐️⭐️⭐️👍😊🤗
- 8***8 (681)- Feedback left by buyer.Past monthVerified purchaseA+ Seller! Unique products at a reasonable price. Items were in good condition, accurately described, packaged securely, and promptly mailed. Highly recommend! Thank you!