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Compliance and Financial Crime Risk in Banks : A Practitioners Guide by Sophia Beckett Velez (2024, Hardcover)
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Compliance and Financial Crime Risk in Banks: A Practitioners Guide by Velez Ph.D., Sophia Beckett [Hardcover]
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About this product
Product Identifiers
PublisherEmerald Publishing The Limited
ISBN-101835490425
ISBN-139781835490426
eBay Product ID (ePID)28063421790
Product Key Features
Number of Pages176 Pages
LanguageEnglish
Publication NameCompliance and Financial Crime Risk in Banks : a Practitioners Guide
SubjectFinance / Financial Risk Management, Sociology / General, Finance / General, Industries / Financial Services
Publication Year2024
TypeTextbook
Subject AreaSocial Science, Business & Economics
AuthorSophia Beckett Velez
FormatHardcover
Dimensions
Item Height0.5 in
Item Weight12.1 Oz
Item Length9 in
Item Width6 in
Additional Product Features
Intended AudienceScholarly & Professional
Dewey Edition23
Dewey Decimal380
Table Of ContentPart 1. Regulatory Compliance in Domestic and Global Banks Chapter 1. Regulatory Compliance Requirement and Practices Chapter 2. Regulatory Compliance in Global Banks Chapter 3. Compliance Requirements in BHC and IHC Chapter 4. Compliance Failures in Global Banks Part 2. Compliance Laws and Requirements (BSA/AML) Chapter 5. Implications of Compliance Weakness in Banks and Regulatory Penalties Chapter 6. BSA AML Compliance Practices - Ineffective Practices Chapter 7. Capital Requirements - Ineffective Practices Chapter 8. Training Part 3. Compliance Environment and Effective Leadership Practices Chapter 9. Sanctions Chapter 10. Office of Foreign Assets Control (OFAC) Compliance Practices Chapter 11. Capital Requirements - Effective Practices Chapter 12. BSA AML Compliance Practices - Effective Practices
SynopsisUS and global banking regulators have enforced compliance laws to minimise money laundering, terrorist funding, human trafficking, fraudulent banking activities, and bad mortgage loans that expose banks to significant risks and losses. However, many banks have complained of over-regulation. ' Compliance and Financial Crime Risk in Banks: A Practitioners Guide ' investigates anti-money laundering standards, counter-terrorist financing measures that cover the Bank Secrecy Act laws, and control activities designed to mitigate breaches, such as 'prevent, detect, and monitor'. A focus group of ten senior banking finance experts was convened to build consensus on compliance practices that senior bank managers can implement to be effective in reducing losses in banks/bank holding companies. The result is the following consensus: a) Maintenance of effective and independent compliance, consistent with the organisational objectives b) Clear definition of data sources for compliance analytics c) Compliance monitoring d) Reporting activities to upper management e) Top leadership must champion their code of ethics f) Understanding the regulatory compliance activities that are effective Author Sophia Beckett Velez offers an original contribution to the field of banking that Undergraduates, Master's, Ph.D. students, academics, and researchers can use to gain a deeper understanding of compliance, and AML risks in banks, and the use of effective management practices., US and global banking regulators have enforced compliance laws to minimise money laundering, terrorist funding, human trafficking, fraudulent banking activities, and bad mortgage loans that expose banks to significant risks and losses. However, many banks have complained of over-regulation. 'Compliance and Financial Crime Risk in Banks: A Practitioners Guide' investigates anti-money laundering standards, counter-terrorist financing measures that cover the Bank Secrecy Act laws, and control activities designed to mitigate breaches, such as 'prevent, detect, and monitor'. A focus group of ten senior banking finance experts was convened to build consensus on compliance practices that senior bank managers can implement to be effective in reducing losses in banks/bank holding companies. The result is the following consensus: a) Maintenance of effective and independent compliance, consistent with the organisational objectives b) Clear definition of data sources for compliance analytics c) Compliance monitoring d) Reporting activities to upper management e) Top leadership must champion their code of ethics f) Understanding the regulatory compliance activities that are effective Author Sophia Beckett Velez offers an original contribution to the field of banking that Undergraduates, Master's, Ph.D. students, academics, and researchers can use to gain a deeper understanding of compliance, and AML risks in banks, and the use of effective management practices., US and global banking regulators have enforced compliance laws to minimise money laundering, terrorist funding, human trafficking, fraudulent banking activities, and bad mortgage loans that expose banks to significant risks and losses. Author Sophia Beckett Velez offers an original contribution to the field of banking.
LC Classification NumberHG1501-3550
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